Using Deep Learning Based Approaches for Bearing Fault Diagnosis with AE Sensors

##plugins.themes.bootstrap3.article.main##

##plugins.themes.bootstrap3.article.sidebar##

Published Oct 3, 2016
Miao He David He Eric Bechhoefer

Abstract

In the age of Internet of Things and Industrial 4.0, the prognostic and health management (PHM) systems are used to collect massive real-time data from mechanical equipment. Mechanical big data has the characteristics of large-volume, diversity and high-velocity. Effectively mining features from such data and accurately identifying the machinery health conditions with new advanced methods become new issues in PHM. A major problem of using the existing PHM methods for machinery fault diagnosis with big data is that the features are manually extracted relying on much prior knowledge about signal processing techniques and diagnostic expertise, limiting their capability in fault diagnosis with big data. This paper presents a deep learning based approach for bearing fault diagnosis using acoustic emission (AE) sensors with big data. Different from widely used shallow neural network architecture with only one hidden layer, the branch of machine learning methods with multiple hidden layers are regarded as deep learning method. The presented approach pre-processes AE signals using short time Fourier transform (STFT) and extract features. Based on the simply processed AE features, an optimized deep learning structure, large memory storage retrieval neural network (LAMSTAR) is used to perform bearing fault diagnosis. The unique structure of LAMSTAR enables it to establish more efficient and sparse distributed feature maps than traditional neural networks. By leveraging the labelled information via supervised learning, the trained network is endowed with discriminative ability to classify bearing faults. The AE signals acquired from a bearing test rig are used to validate the presented method. The test results show the accurate classification performance on various fault types under different working conditions, namely input shaft rotating speeds. It also proves to be effective on diagnosing bearing faults with relatively low rotating speeds.

How to Cite

He, M., He, D., & Bechhoefer, E. (2016). Using Deep Learning Based Approaches for Bearing Fault Diagnosis with AE Sensors. Annual Conference of the PHM Society, 8(1). https://doi.org/10.36001/phmconf.2016.v8i1.2569
Abstract 789 | PDF Downloads 399

##plugins.themes.bootstrap3.article.details##

Keywords

PHM

References
Girado, I. J., Sandin, J. D., DeFanti, A. T., & Wolf, K. L. (2003). Real-time camera-based face detection using a modified LAMSTAR neural network system.
Proceedings of SPIE 5015. Application of Artificial Neural Netowrks in Image Processing, vol. 8, no. 36, pp. 36-46. March 27, Santa Clara, CA. doi:10.1117/12.477405.
Girado, J. I., (2004). Real-time 3d head position tracker system with stereo cameras using a face recognition neural network, Doctoral dissertation. University of Illinois at Chicago, Chicago, U.S. https://www.evl.uic.edu/documents/giradophdthesis_10_29_04.pdf.
Graupe, D. (2007). Principles of Artificial Neural Networks, Second Edition. Chicago, IL, U.S. World Scientific Publishing Co.
Graupe, D. & Kordylewski, H. (1997). A large scale memory (LAMSTAR) neural network for medical diagnosis. Engineering in Medicine and Biology Society, 1997. Proceedings of the 19th Annual Conference of the IEEE, vol. 3, pp. 1332-1335. October 30-November 02, 1997. Chicago, IL. doi: 10.1109/IEMBS.1997.756622.
He, D., Li, R., Zhu, J., & Zade, M. (2011).Data Mining Based Full Ceramic Bearing Fault Diagnostic System Using AE Sensors. IEEE Transactions on Neural Networks, vol. 22, no. 12, pp. 2022-2031. doi:10.1109/TNN.2011.2169087.
He, Y. & Zhang, X. (2012). Approximate entropy analysis of the acoustic emission from defects in rolling element bearings. Journal of Vibration and Acoustics, vol. 134, no. 6, pp. 061012. doi:10.1115/1.4007240.
Hemmati, F., Orfali, W., & Gadala, M. S. (2016). Roller bearing acoustic signature extraction by wavelet packet transform, applications in fault detection and size estimation. Applied Acoustics, vol. 104, pp. 101-118. doi:10.1016/j.apacoust.2015.11.003.
Hinton, G. E., & Salakhutdinov, R. R. (2006). Reducing the dimensionality of data with neural networks. Science, vol. 313, no. 5786, pp. 504-507. doi:
10.1126/science.1127647.
Huang, R., Xi, L., Li, X., Liu, C. R., Qiu, H., & Lee, J. (2007). Residual life predictions for ball bearings based on self-organizing map and back propagation neural network methods. Mechanical Systems and Signal Processing, vol. 21, no. 1, pp. 193-207. doi:10.1016/j.ymssp.2005.11.008.
Isola, R., Carvallo, R., & Tripathy, A. K. (2012). Knowledge discovery in medical systems using differential diagnosis, LAMSTAR, and k-NN, IEEE
Transactions on Information Technology in Biomedicine, vol. 16, no. 6, pp. 1287-1294. doi: 10.1109/TITB.2012.2215044.
Lei, Y., Lin, J., He, Z., & Kong, D. (2012). A method based on multi-sensor data fusion for fault detection of planetary gearboxes. Sensors, vol. 12, no. 2, pp. 2005-2017. doi:10.3390/s120202005.
Mba, D. (2008). The use of acoustic emission for estimation of bearing defect size. Journal of Failure Analysis and Prevention, vol. 8, no. 2, pp. 188–192. doi: 10.1007/s11668-008-9119-8.
Morhain, A. & Mba, D. (2003). Bearing defect diagnosis and acoustic emission, Proceedings of the Institution of Mechanical Engineers, Part J: Journal of Engineering Tribology, vol. 217, no. 4, pp. 257 – 272. doi: 10.1243/135065003768618614.
Nienhaus, K., Boos, F.D., Garate, K., & Baltes, R. (2012). Development of acoustic emission (AE) based defect parameters for slow rotating roller bearings, Journal of Physics: Conference Series, vol. 364, no. 1, June 18–20, Huddersfield, UK.
Paya, B. A., Esat, I. I., & Badi, M. N. M. (1997). Artificial neural network based fault diagnostics of rotating machinery using wavelet transforms as a preprocessor. Mechanical systems and signal processing, vol. 11, no. 5, pp. 751-765. doi:10.1006/mssp.1997.0090.
Samantha, B. (2004). Artificial neural networks and genetic algorithms for gear fault detection. Mechanical Systems and Signal Processing, vol. 18, pp. 1273-1282. doi:10.1016/S0888-3270(03)00020-7.
Samanta, B. & Al-Balushi, K.R. (2003). Artificial neural network based fault diagnostics of rolling element bearings using time-domain features. Mechanical systems and signal processing, vol. 17, no. 2, pp.317-328. doi:10.1006/mssp.2001.1462.
Samantha, B. & Nataraj, C (2009). Use of particle swarm optimization for machinery fault detection. Engineering Application and Artificial Intelligence, vol. 22, pp. 308-316. doi:10.1016/j.engappai.2008.07.006.
Sivaramakrishna, A., & Graupe, D. (2004). Brain tumor demarcation by applying a LAMSTAR neural network to spectroscopy data. Neurological Research: A Journal of Progress in Neurosurgery, Neurology and Neuro Sciences, vol. 26, no. 6, pp. 613-621. doi: 10.1179/016164104225017802.
Wang, D., & Tse, W. P. (2015). Prognostics of slurry pumps based on a moving-average wear degradation index and a general sequential Monte Carlo method. Mechanical Systems and Signal Processing, vol. 56, pp. 213-229. doi:10.1016/j.ymssp.2014.10.010.
Waxman, J. A., Graupe, D., & Carley, D. W. (2010). Automated prediction of apnea and hypopnea, using a LAMSTAR artificial neural network. American Journal of Respiratory and Critical Care Medicine, vol. 181, no. 7, pp. 727-733. doi: 10.1164/rccm.200907-1146OC
Yoon, J.M., He, D. & Qiu, B. (2013). Full ceramic bearing fault diagnosis using LAMSTAR neural network. In Prognostics and Health Management (PHM), IEEE Conference on , pp. 1-9. June 24-27, Gaithersburg, MD. doi: 10.1109/ICPHM.2013.6621427.
Van Hecke, B., He, D., & Qu, Y. (2014). On the Use of Spectral Averaging of Acoustic Emission Signals for Bearing Fault Diagnostics, ASME Journal of Vibration and Acoustics, vol. 136, no. 6, pp. 1-13. doi: 10.1115/1.4028322.
Section
Technical Research Papers

Most read articles by the same author(s)

1 2 3 > >>